Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Ryan David Bleach

  IRN RXB00863

  • [FCA CF] Significant management (since 1 Nov 2023)
• Ryan Jacob Okerblom

  IRN RJO33678

  • [FCA CF] Material risk taker (since 6 Mar 2023)
  • [FCA CF] Client dealing (since 6 Mar 2023)
  • [FCA CF] Manager of certification employee (since 24 Oct 2019)
• Ryan Scott Dawson

  IRN RXD01377

  • [FCA CF] Client dealing (1 Nov 2016 to 3 Sep 2019)
  • [FCA CF] Material risk taker (1 Nov 2016 to 3 Sep 2019)
• SAKI CHAYA

  IRN SXC03170

  • [FCA CF] Client dealing (since 3 Dec 2025)
• SAMANTHA CARRIGAN COOK

  IRN SXC42218

  • [FCA CF] Client dealing (4 Dec 2017 to 23 Nov 2019)
• SAORI TANAKA

  IRN SXT00710

  • [FCA CF] Client dealing (since 1 Oct 2024)
• SHINICHIRO EGUCHI

  IRN SXE00339

  • [FCA CF] Material risk taker (since 18 Dec 2025)
  • [FCA CF] Manager of certification employee (since 16 May 2025)
  • [FCA CF] Client dealing (since 16 May 2025)
  • [FCA CF] Significant management (since 16 May 2025)
• STEPHANE MARIE CHRISTIAN REDON

  IRN SXR15040

  • [FCA CF] Material risk taker (since 24 Jul 2024)
  • [FCA CF] Manager of certification employee (since 24 Jul 2024)
  • [FCA CF] Client dealing (since 24 Jul 2024)
• Saad M'jabber

  IRN SXM33743

  • [FCA CF] Material risk taker (4 Apr 2023 to 31 Oct 2024)
  • [FCA CF] Client dealing (15 Nov 2022 to 31 Oct 2024)
• Saanya Verma

  IRN SXV00254

  • [FCA CF] Client dealing (since 9 Sep 2025)

No changes recorded yet.