Ryan Scott Dawson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 16 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Dec 2025)
    • [FCA CF] Material risk taker (since 12 Dec 2025)
    • [FCA CF] Client dealing (since 15 May 2025)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Material risk taker (22 Feb 2021 to 2 Sep 2022)
    • [FCA CF] Client dealing (22 Feb 2021 to 2 Sep 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (14 Nov 2019 to 2 Sep 2022)
    • [FCA CF] Client dealing (6 Sep 2019 to 2 Sep 2022)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (14 Nov 2019 to 4 Jul 2022)
    • [FCA CF] Client dealing (6 Sep 2019 to 4 Jul 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (14 Nov 2019 to 2 Sep 2022)
    • [FCA CF] Client dealing (6 Sep 2019 to 2 Sep 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (1 Nov 2016 to 3 Sep 2019)
    • [FCA CF] Client dealing (1 Nov 2016 to 3 Sep 2019)
    • CF30 Customer (5 Sep 2011 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (1 Nov 2016 to 3 Sep 2019)
    • [FCA CF] Client dealing (1 Nov 2016 to 3 Sep 2019)

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Updates to this individual's record on the FCA register.

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