Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Mohamed Larbi Benchouala

  IRN MXB04353

  • [FCA CF] Client dealing (since 9 Mar 2026)
• Mohammed Khan

  IRN MAK01121

  • [FCA CF] Manager of certification employee (1 Nov 2016 to 27 Nov 2024)
  • [FCA CF] Client dealing (1 Nov 2016 to 27 Nov 2024)
  • [FCA CF] Material risk taker (1 Nov 2016 to 27 Nov 2024)
  • CF30 Customer (30 Jan 2013 to 6 Mar 2016)
• Monia Therese Philippe Gerard Grandin

  IRN MXG00800

  • [FCA CF] Client dealing (since 22 Jan 2025)
• Monica Pennino

  IRN MXP00371

  • [FCA CF] Significant management (9 Apr 2021 to 1 Apr 2023)
• Moritz Sax

  IRN MXS05354

  • [FCA CF] Client dealing (4 Aug 2025 to 2 Apr 2026)
• Morven William Jones

  IRN MWJ01018

  • [FCA CF] Material risk taker (since 10 May 2023)
  • [FCA CF] Significant management (since 10 May 2023)
• Mouloud Ameni

  IRN MXA01791

  • [FCA CF] Material risk taker (since 21 Feb 2024)
  • [FCA CF] Manager of certification employee (since 8 Feb 2024)
  • [FCA CF] Client dealing (since 9 Jan 2024)
• Munish Jain

  IRN MXJ01416

  • [FCA CF] Material risk taker (5 Feb 2020 to 6 Jul 2023)
  • [FCA CF] Client dealing (28 Dec 2017 to 26 Jul 2024)
• NAOYA MURATA

  IRN NXM00494

  • [FCA CF] Significant management (10 Jul 2023 to 17 Apr 2024)
  • [FCA CF] Client dealing (10 Jul 2023 to 17 Apr 2024)
  • [FCA CF] Manager of certification employee (10 Jul 2023 to 17 Apr 2024)
  • [FCA CF] Material risk taker (10 Jul 2023 to 17 Apr 2024)
• NOBUAKI INO

  IRN NXI00064

  • [FCA CF] Significant management (since 13 May 2025)

No changes recorded yet.