Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Mar 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (1 Nov 2016 to 27 Nov 2024)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 27 Nov 2024)
    • [FCA CF] Material risk taker (1 Nov 2016 to 27 Nov 2024)
    • CF30 Customer (28 Nov 2008 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (1 Nov 2016 to 27 Nov 2024)
    • [FCA CF] Client dealing (1 Nov 2016 to 27 Nov 2024)
    • [FCA CF] Manager of certification employee (1 Nov 2016 to 27 Nov 2024)
    • CF30 Customer (30 Jan 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.