Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Leo Michael Wachtel IV

  IRN LXW00019

  • [FCA CF] Client dealing (since 11 Nov 2022)
• Leon Muscat

  IRN LXM00851

  • [FCA CF] Client dealing (since 2 Oct 2025)
• Levent Miskoen Sadacca

  IRN LXM01412

  • [FCA CF] Manager of certification employee (27 Feb 2020 to 22 May 2023)
  • [FCA CF] Client dealing (1 Nov 2016 to 22 May 2023)
  • [FCA CF] Material risk taker (1 Nov 2016 to 22 May 2023)
  • CF30 Customer (10 Jul 2012 to 6 Mar 2016)
• Lewis John O'Donald

  IRN LJO01004

  • SMF3 Executive Director (7 Mar 2016 to 26 Apr 2019)
  • CF1 Director (21 Dec 2015 to 6 Mar 2016)
  • CF28 Systems and controls (3 May 2011 to 6 Mar 2016)
• Liam Daniel Baker

  IRN LDB01031

  • [FCA CF] Manager of certification employee (23 Aug 2022 to 14 Sep 2023)
  • [FCA CF] Material risk taker (17 Jun 2020 to 14 Sep 2023)
  • [FCA CF] Client dealing (23 Mar 2020 to 14 Sep 2023)
• Liam Wrixen

  IRN LXW00402

  • [FCA CF] Client dealing (since 31 Oct 2025)
• Ling Ling Lo

  IRN LXL00116

  • [FCA CF] Significant management (since 3 Dec 2024)
  • [FCA CF] Significant management (9 Apr 2021 to 14 Nov 2024)
• Lorenzo Chiesa

  IRN LXC00423

  • [FCA CF] Client dealing (since 2 Apr 2024)
• Lorenzo Siciliano

  IRN LXS01753

  • [FCA CF] Material risk taker (28 Oct 2020 to 31 May 2021)
  • [FCA CF] Client dealing (16 Jan 2020 to 31 May 2021)
• Louis Alexis Paul Kamaie-Roulle

  IRN LXK00221

  • [FCA CF] Client dealing (22 Jul 2024 to 28 Nov 2025)

No changes recorded yet.