Liam Daniel Baker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (23 Aug 2022 to 14 Sep 2023)
    • [FCA CF] Algorithmic trading (28 Jul 2022 to 9 Jul 2023)
    • [FCA CF] Material risk taker (17 Jun 2020 to 14 Sep 2023)
    • [FCA CF] Client dealing (23 Mar 2020 to 14 Sep 2023)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (23 Aug 2022 to 14 Sep 2023)
    • [FCA CF] Material risk taker (17 Jun 2020 to 14 Sep 2023)
    • [FCA CF] Client dealing (23 Mar 2020 to 14 Sep 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (26 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Dec 2005 to 25 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.