Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- SMF10 Chair of the Risk Committee (since 1 Mar 2026)
- Director of firm who is not a certification employee or a SMF manager (since 23 Feb 2023)
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- SMF3 Executive Director (7 Mar 2016 to 26 Apr 2019)
- CF1 Director (20 Jun 2011 to 6 Mar 2016)
- CF28 Systems and controls (3 May 2011 to 6 Mar 2016)
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- SMF3 Executive Director (7 Mar 2016 to 26 Apr 2019)
- CF1 Director (21 Dec 2015 to 6 Mar 2016)
- CF28 Systems and controls (3 May 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 28 Oct 2010)
- CF28 Systems and controls (1 Nov 2007 to 28 Oct 2010)
- CF14 Risk Assessment (22 Aug 2006 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.