Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • SMF10 Chair of the Risk Committee (since 1 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 23 Feb 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF3 Executive Director (7 Mar 2016 to 26 Apr 2019)
    • CF1 Director (20 Jun 2011 to 6 Mar 2016)
    • CF28 Systems and controls (3 May 2011 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF3 Executive Director (7 Mar 2016 to 26 Apr 2019)
    • CF1 Director (21 Dec 2015 to 6 Mar 2016)
    • CF28 Systems and controls (3 May 2011 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 28 Oct 2010)
    • CF28 Systems and controls (1 Nov 2007 to 28 Oct 2010)
    • CF14 Risk Assessment (22 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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