Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Anton Shmatkov

  IRN AXS02252

  • [FCA CF] Material risk taker (since 13 Nov 2025)
  • [FCA CF] Client dealing (since 8 Apr 2025)
• Antonio Miele

  IRN AXM02025

  • CF30 Customer (1 Jul 2008 to 31 Jan 2009)
• Antonio Pironti

  IRN AXP01781

  • CF2 Non Executive Director (28 Jan 2008 to 31 Dec 2010)
• Antony Gordon Foster

  IRN AGF01031

  • [FCA CF] Material risk taker (since 11 Nov 2016)
  • [FCA CF] Manager of certification employee (since 11 Nov 2016)
  • [FCA CF] Client dealing (since 11 Nov 2016)
  • CF30 Customer (13 Jul 2012 to 6 Mar 2016)
• Antreas Vasiadis

  IRN AXV01473

  • [FCA CF] Manager of certification employee (6 Jan 2023 to 11 Sep 2025)
  • [FCA CF] Material risk taker (16 Oct 2020 to 11 Sep 2025)
  • [FCA CF] Client dealing (9 May 2019 to 11 Sep 2025)
• Antti Markus Lamberg

  IRN AXL81168

  • [FCA CF] Material risk taker (since 12 Oct 2022)
  • [FCA CF] Client dealing (since 21 May 2020)
• Anupam Gupta

  IRN AXG01334

  • [FCA CF] Material risk taker (11 Nov 2019 to 1 Feb 2023)
  • [FCA CF] Manager of certification employee (29 Aug 2018 to 1 Feb 2023)
  • [FCA CF] Client dealing (10 Jul 2018 to 1 Feb 2023)
• Aoife Cliodhna Reynolds

  IRN AXR00762

  • [FCA CF] Significant management (19 May 2023 to 14 Nov 2024)
• Aous Labbane

  IRN AXL01393

  • [FCA CF] Material risk taker (23 May 2023 to 16 Aug 2024)
  • [FCA CF] Manager of certification employee (29 Mar 2023 to 16 Aug 2024)
  • [FCA CF] Client dealing (29 Mar 2023 to 16 Aug 2024)
• Aran James Altay

  IRN AXA47636

  • [FCA CF] Material risk taker (since 9 Feb 2024)
  • [FCA CF] Client dealing (since 1 Nov 2023)

No changes recorded yet.