Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 18 Dec 2025)
    • [FCA CF] Client dealing (since 18 Dec 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (6 Jan 2023 to 11 Sep 2025)
    • [FCA CF] Material risk taker (16 Oct 2020 to 11 Sep 2025)
    • [FCA CF] Client dealing (14 Nov 2016 to 11 Sep 2025)
    • CF30 Customer (9 Sep 2015 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (6 Jan 2023 to 11 Sep 2025)
    • [FCA CF] Material risk taker (16 Oct 2020 to 11 Sep 2025)
    • [FCA CF] Client dealing (9 May 2019 to 11 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.