Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Nov 2016)
    • [FCA CF] Manager of certification employee (since 11 Nov 2016)
    • [FCA CF] Material risk taker (since 11 Nov 2016)
    • [FCA CF] Algorithmic trading (12 Nov 2021 to 17 Nov 2024)
    • CF30 Customer (26 Mar 2012 to 6 Mar 2016)
    • [FCA CF] Client dealing (since 11 Nov 2016)
    • [FCA CF] Material risk taker (since 11 Nov 2016)
    • [FCA CF] Manager of certification employee (since 11 Nov 2016)
    • CF30 Customer (13 Jul 2012 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 2 Jan 2012)
    • CF26 Customer Trading (3 Jan 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 2 Jan 2012)
    • CF26 Customer Trading (3 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.