Nippon Life Schroders Asset Management Europe Limited

Companies House
03709605
Last scraped
15 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402076586000
    Web
    https://www.schroders.com

  • Complaints Contact

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +442076586000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Andrew Jonathan Ward

    IRN SAW01132

    • (18)CF27 Investment Management (1 Dec 2001 to 9 Oct 2003)
  • Stephen John Maynard

    IRN SJM01199

    • (39)CF13 Finance (1 Dec 2001 to 21 Apr 2002)
  • Steven John Philebrown

    IRN SJP01188

    • (135)CF26 Customer Trading (24 Feb 2005 to 11 Nov 2005)
    • (134)CF27 Investment Management (1 Dec 2001 to 24 Feb 2005)
  • Steven Michael Farrall

    IRN SMF01068

    • (249)CF28 Systems and controls (2 Mar 2010 to 18 Jul 2014)
  • Stuart Adam Carter

    IRN SAC01072

    • (136)CF27 Investment Management (24 Feb 2005 to 31 Oct 2005)
  • Suan Hwee Tan

    IRN SXT00281

    • (147)[FCA CF] Material risk taker (10 May 2021 to 19 Oct 2021)
  • Susan Clare Brady

    IRN SCB01128

    • (220)CF15 Internal Audit (28 Dec 2005 to 30 Jan 2006)
  • Sushma Subhash Rose

    IRN SST01033

    • (207)SMF17 Money Laundering Reporting Officer (MLRO) (25 Nov 2022 to 27 Oct 2023)
    • (209)[FCA CF] Material risk taker (5 Apr 2022 to 8 Feb 2023)
    • (208)CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
  • Taiki Yamaguchi

    IRN TXY00043

    • (216)[FCA CF] Client dealing (5 Feb 2025 to 14 Apr 2026)
  • Takahiro Goto

    IRN TXG01064

    • (64)CF27 Investment Management (1 Dec 2001 to 18 Mar 2003)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (274)SMF3 Executive Director

  2. controlled function added: (273)CF1 Director

  3. controlled function added: (272)SMF3 Executive Director

  4. controlled function added: (271)[FCA CF] Material risk taker

  5. controlled function added: (270)CF28 Systems and controls

  6. controlled function added: (269)CF28 Systems and controls

  7. controlled function added: (268)[FCA CF] Manager of certification employee

  8. controlled function added: (267)[FCA CF] Material risk taker

  9. controlled function added: (266)CF1 Director

  10. controlled function added: (265)CF3 Chief Executive

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