Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (since 16 Oct 2024)
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M&G Investment Management Limited
FRN 119328
- SMF7 Group Entity Senior Manager (since 1 Oct 2024)
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- [FCA CF] Material risk taker (21 Oct 2021 to 31 Dec 2021)
- Director of firm who is not a certification employee or a SMF manager (19 Aug 2021 to 31 Dec 2021)
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- CF15 Internal Audit (26 Feb 2007 to 26 Feb 2007)
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- (220)CF15 Internal Audit (28 Dec 2005 to 30 Jan 2006)
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- CF15 Internal Audit (28 Dec 2005 to 11 Dec 2006)
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- CF15 Internal Audit (20 Dec 2005 to 17 Dec 2006)
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- CF15 Internal Audit (20 Dec 2005 to 17 Dec 2006)
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- CF15 Internal Audit (20 Dec 2005 to 17 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (220)CF15 Internal Audit at Nippon Life Schroders Asset Management Europe Limited