This firm is no longer authorised by the FCA.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Nippon Life Schroders Asset Management Europe Limited

Watch for changes

FRN: 188997
Companies House: 03709605
Last scraped: 15 hours ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Schroder Investment Management Ltd

1 London Wall Place

London

City Of London

EC2Y 5AU

UNITED KINGDOM

Phone

+4402076586000

Web

https://www.schroders.com
Complaints Contact

Schroder Investment Management Ltd

1 London Wall Place

London

City Of London

EC2Y 5AU

UNITED KINGDOM

Phone

+442076586000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew Martin Connell
IRN AMC01074
- (197)[FCA CF] Manager of certification employee (1 Oct 2020 to 3 Mar 2021)
Andrew Peter Heald
IRN APH01154
- (167)CF28 Systems and controls (25 Feb 2010 to 27 Sep 2012)
Andrew Thomas Procter
IRN ATP01022
- (51)CF10 Compliance Oversight (13 Jan 2006 to 30 Jan 2006)
Angela Orriss
IRN AXO01052
- (46)CF1 Director (9 Feb 2006 to 17 Jul 2007)
Anita Wieczorek
IRN AXW01064
- (277)SMF17 Money Laundering Reporting Officer (MLRO) (24 Sep 2025 to 14 Apr 2026)
Anne-Juliane Knauer
IRN AXK00319
- (148)[FCA CF] Material risk taker (10 May 2021 to 18 Oct 2021)
Anthony John Darby
IRN AJD01203
- (93)CF15 Internal Audit (1 Dec 2001 to 30 Jun 2002)
Archibald Buchanan Davidson
IRN AXD01321
- (56)CF15 Internal Audit (10 Jul 2002 to 1 Jul 2003)
Benedict Joel David Noah
IRN BXN01041
- (271)[FCA CF] Material risk taker (1 Oct 2020 to 6 Sep 2021)
Brendan Shephard
IRN BXS00139
- (157)[FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (124)CF30 Customer
2 days ago
controlled function added: (123)CF30 Customer
2 days ago
controlled function added: (122)CF10 Compliance Oversight
2 days ago
controlled function added: (121)SMF16 Compliance Oversight
2 days ago
controlled function added: (120)CF1 Director
2 days ago
controlled function added: (119)SMF3 Executive Director
2 days ago
controlled function added: (118)CF30 Customer
2 days ago
controlled function added: (117)CF17 Significant Mgt (Other Business Operations)
2 days ago
controlled function added: (116)CF20 Significant Mgt (Settlements)
2 days ago
controlled function added: (115)CF11 Money Laundering Reporting

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.