Andrew Martin Connell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroders IS Limited (no longer approved here)
FRN 195028
- [FCA CF] Client dealing (8 Aug 2022 to 30 Jun 2023)
- [FCA CF] Manager of certification employee (8 Jun 2022 to 30 Jun 2023)
Schroder Unit Trusts Limited (no longer approved here)
FRN 197288
- [FCA CF] Material risk taker (24 Feb 2022 to 30 Jun 2023)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Jun 2023)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- [FCA CF] Client dealing (1 Oct 2020 to 30 Jun 2023)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Jun 2023)
- CF30 Customer (7 Dec 2007 to 8 Dec 2019)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Jun 2023)
- CF30 Customer (7 Dec 2007 to 8 Dec 2019)
Nippon Life Schroders Asset Management Europe Limited (no longer approved here)
FRN 188997
- (197)[FCA CF] Manager of certification employee (1 Oct 2020 to 3 Mar 2021)
Schroder Pension Management Limited (no longer approved here)
FRN 442769
- [FCA CF] Material risk taker (1 Oct 2020 to 30 Jun 2023)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Jun 2023)
BlackRock Institutional Trust Company, N.A. (no longer approved here)
FRN 409343
- CF27 Investment Management (26 Oct 2005 to 25 Jan 2006)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF27 Investment Management (1 Dec 2001 to 25 Jan 2006)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (197)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.