Benedict Joel David Noah

Watch for changes

IRN: BXN01041
Last updated: 1 week ago

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SCHRODER & CO. LIMITED
FRN 144206
- SMF4 Chief Risk (since 5 Jul 2021)
- SMF16 Compliance Oversight (since 5 Nov 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2016)
- CF29 Significant management (28 May 2015 to 6 Mar 2016)
- CF11 Money Laundering Reporting (9 Jul 2012 to 6 Mar 2016)
Schroder Wealth Management (US) Limited
FRN 781869
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (5 Nov 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (11 Sep 2017 to 8 Dec 2019)
Schroders Investment Portfolio Services Limited (no longer approved here)
FRN 230690
- SMF16 Compliance Oversight (19 Dec 2024 to 2 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (19 Dec 2024 to 2 Feb 2026)
Best Practice IFA Group Limited (no longer approved here)
FRN 223112
- [FCA CF] Manager of certification employee (1 Jul 2024 to 5 Jun 2025)
Fusion Wealth Limited (no longer approved here)
FRN 541404
- [FCA CF] Manager of certification employee (1 Jul 2024 to 5 Jun 2025)
EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)
FRN 591218
- [FCA CF] Manager of certification employee (1 Jul 2024 to 5 Jun 2025)
Bright Square Pensions Limited (no longer approved here)
FRN 788317
- [FCA CF] Manager of certification employee (1 Jul 2024 to 5 Jun 2025)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- [FCA CF] Material risk taker (1 Mar 2021 to 6 Sep 2021)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- [FCA CF] Material risk taker (1 Oct 2020 to 15 Sep 2022)
Nippon Life Schroders Asset Management Europe Limited (no longer approved here)
FRN 188997
- (271)[FCA CF] Material risk taker (1 Oct 2020 to 6 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (271)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.