Nippon Life Global Investors Europe Plc

• Principal Place of Business

  11th Floor, 3 Noble Street

  London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +442081500046

  Web

  https://www.nissay.co.jp/global/

• Complaints Contact

  11th Floor 3 Noble Street

  London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447932432815

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hiroshi Ozeki

  IRN HXO01206

  • CF2 Non Executive Director (11 Jun 2018 to 8 Dec 2019)
• Hiroyuki Ichikawa

  IRN HXI00016

  • Director of firm who is not a certification employee or a SMF manager (25 Mar 2021 to 25 Mar 2023)
• Ian David Haylock

  IRN IDH01020

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
• Isao Hattori

  IRN IXH01430

  • CF1 Director (3 Jul 2017 to 24 Mar 2018)
• Jack Heasman

  IRN JXH00539

  • [FCA CF] Client dealing (since 1 Apr 2022)
• Jadd Chamie

  IRN JXC03132

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
• James Andrew Spencer

  IRN JXS00630

  • [FCA CF] Client dealing (1 Mar 2023 to 2 May 2025)
• Jung-Jung Yang

  IRN JXY00058

  • [FCA CF] Client dealing (1 Feb 2022 to 31 Jul 2022)
• Kaname Kawasumi

  IRN KXK00570

  • [FCA CF] Client dealing (since 25 Mar 2026)
  • [FCA CF] Material risk taker (since 25 Mar 2026)
• Kazuhiko Sasamoto

  IRN KXS01382

  • [FCA CF] Material risk taker (since 25 Mar 2026)
  • [FCA CF] Client dealing (since 25 Mar 2026)

No changes recorded yet.