Nippon Life Global Investors Europe Plc

• Principal Place of Business

  11th Floor, 3 Noble Street

  London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +442081500046

  Web

  https://www.nissay.co.jp/global/

• Complaints Contact

  11th Floor 3 Noble Street

  London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447932432815

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ken Takeya

  IRN KXT00412

  • Director of firm who is not a certification employee or a SMF manager (since 25 Mar 2026)
• Kenta Fujimori

  IRN KXF01356

  • CF30 Customer (3 Jul 2017 to 24 Mar 2018)
• Kiyokazu Kimura

  IRN KXK02085

  • CF2 Non Executive Director (12 Jun 2018 to 8 Dec 2019)
• Kohei Sano

  IRN KXS00535

  • Director of firm who is not a certification employee or a SMF manager (25 Mar 2022 to 25 Mar 2024)
• Koji Oshima

  IRN KXO01296

  • SMF1 Chief Executive (31 May 2022 to 1 May 2024)
  • SMF3 Executive Director (31 May 2022 to 1 May 2024)
  • CF2 Non Executive Director (12 Jun 2018 to 8 Dec 2019)
• Koki Kobayashi

  IRN KXK02007

  • [FCA CF] Client dealing (25 Mar 2023 to 25 Mar 2026)
  • [FCA CF] Material risk taker (25 Mar 2023 to 25 Mar 2026)
• Kosuke Kuroishi

  IRN KXK00001

  • Director of firm who is not a certification employee or a SMF manager (25 Mar 2025 to 25 Mar 2026)
• Kota Ozaki

  IRN KXO00186

  • [FCA CF] Client dealing (since 25 Mar 2026)
• Marc Paul Claude Didavi

  IRN MPD01146

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Masakiyo Matsumoto

  IRN MXM01183

  • [FCA CF] Client dealing (1 Jul 2023 to 25 Mar 2026)

No changes recorded yet.