Ian David Haylock

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nippon Life Global Investors Europe Plc
FRN 767943
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (3 Jul 2017 to 8 Dec 2019)
Daiwa Asset Management (Europe) Ltd (no longer approved here)
FRN 122113
- CF30 Customer (1 Jul 2008 to 2 Nov 2011)
NINETY ONE UK LIMITED (no longer approved here)
FRN 122420
- CF21 Investment Adviser (10 Apr 2003 to 12 May 2005)
- CF27 Investment Management (3 Sep 2002 to 10 Apr 2003)
Ninety One Fund Managers UK Limited (no longer approved here)
FRN 145007
- CF27 Investment Management (3 Sep 2002 to 12 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.