Nippon Life Global Investors Europe Plc

• Principal Place of Business

  11th Floor, 3 Noble Street

  London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +442081500046

  Web

  https://www.nissay.co.jp/global/

• Complaints Contact

  11th Floor 3 Noble Street

  London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447932432815

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Akinori Suzuki

  IRN AXS04738

  • CF30 Customer (14 Aug 2017 to 24 Mar 2019)
• Akira Shibata

  IRN AXS04848

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 25 Mar 2023)
  • CF2 Non Executive Director (11 Jun 2018 to 8 Dec 2019)
• Daiki Yamada

  IRN DXY00026

  • [FCA CF] Client dealing (25 Mar 2021 to 25 Mar 2024)
• Daisuke Yamaguchi

  IRN DXY00054

  • [FCA CF] Client dealing (since 25 Mar 2024)
• Federico Rizzato

  IRN FXR01336

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2021)
  • CF30 Customer (11 Aug 2017 to 8 Dec 2019)
• Gaurav Koolwal

  IRN GXK00183

  • [FCA CF] Client dealing (since 1 Jan 2023)
• Hajime Hanzawa

  IRN HXH00369

  • [FCA CF] Client dealing (since 25 Mar 2026)
• Hiroki Yamauchi

  IRN HXY00040

  • Director of firm who is not a certification employee or a SMF manager (25 Mar 2023 to 24 Mar 2025)
• Hironao Kunita

  IRN HXK00345

  • Director of firm who is not a certification employee or a SMF manager (since 25 Mar 2026)
• Hironobu Suzuki

  IRN HXS12881

  • SMF3 Executive Director (9 Dec 2019 to 13 May 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 13 May 2022)
  • CF1 Director (11 Jun 2019 to 8 Dec 2019)
  • CF3 Chief Executive (11 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (11 Jun 2019 to 8 Dec 2019)

No changes recorded yet.