NINETY ONE UK LIMITED

• Principal Place of Business

  55 Gresham Street

  .

  London

  EC2V 7EL

  UNITED KINGDOM

  Phone

  +442039382000

  Web

  https://www.ninetyone.com

• Complaints Contact

  Ninety One UK Ltd, 55 Gresham Street

  London

  City Of London

  EC2V 7EL

  UNITED KINGDOM

  Phone

  +442039382000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right in interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to transaction only activities
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin Leask de Villiers

  IRN KLD01043

  • CF30 Customer (8 Feb 2010 to 17 Feb 2011)
• Kevin Robert Alcock

  IRN KRA01030

  • [FCA CF] Material risk taker (since 25 Apr 2023)
  • SMF9 Chair of the Governing Body (since 31 Aug 2022)
• Khadeeja Bassier

  IRN KXB02153

  • SMF24 Chief Operations (since 4 Aug 2022)
  • [FCA CF] Material risk taker (since 25 Nov 2020)
  • SMF3 Executive Director (5 Nov 2020 to 4 Aug 2022)
  • CF1 Director (1 Oct 2018 to 9 Dec 2019)
• Khumo Lesego Shuenyane

  IRN KLS01078

  • CF2 Non Executive Director (6 Oct 2017 to 30 May 2019)
• Kieran Sean Roane

  IRN KSR01018

  • CF30 Customer (1 Nov 2007 to 30 Sep 2015)
  • CF21 Investment Adviser (25 May 2005 to 31 Oct 2007)
• Kieron John Nutbrown

  IRN KJN00007

  • CF21 Investment Adviser (10 Apr 2003 to 30 Nov 2004)
  • CF27 Investment Management (1 Dec 2001 to 10 Apr 2003)
• Kim Mary McFarland

  IRN KMM01043

  • SMF12 Chair of the Remuneration Committee (since 11 Jul 2022)
  • [FCA CF] Material risk taker (since 25 Nov 2020)
  • SMF9 Chair of the Governing Body (30 Jan 2020 to 11 Jul 2022)
  • SMF3 Executive Director (9 Dec 2019 to 9 Sep 2022)
  • CF10a CASS Oversight function (1 Oct 2011 to 29 Mar 2016)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Kobina Sam

  IRN KXS00902

  • [FCA CF] Client dealing (since 18 Nov 2025)
• Kristin Kelly-Rowan Milne

  IRN KXM15705

  • CF30 Customer (14 Jun 2019 to 8 Dec 2019)
• Kwan Pheng Alan Siow

  IRN AKS01071

  • [FCA CF] Material risk taker (since 25 Apr 2023)
  • [FCA CF] Client dealing (since 25 Nov 2020)
  • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)

No changes recorded yet.