Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NINETY ONE UK LIMITED
FRN 122420
- SMF12 Chair of the Remuneration Committee (since 11 Jul 2022)
- [FCA CF] Material risk taker (since 25 Nov 2020)
- SMF9 Chair of the Governing Body (30 Jan 2020 to 11 Jul 2022)
- SMF3 Executive Director (9 Dec 2019 to 9 Sep 2022)
- CF10a CASS Oversight function (1 Oct 2011 to 29 Mar 2016)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
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Ninety One Fund Managers UK Limited
FRN 145007
- [FCA CF] Material risk taker (since 25 Nov 2020)
- SMF9 Chair of the Governing Body (30 Jan 2020 to 9 Feb 2023)
- SMF3 Executive Director (9 Dec 2019 to 9 Sep 2022)
- CF10a CASS Oversight function (1 Oct 2011 to 20 Aug 2018)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.