Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 8 Nov 2024)
    • SMF3 Executive Director (28 Nov 2020 to 21 Mar 2024)
    • SMF3 Executive Director (since 8 Nov 2024)
    • [FCA CF] Client dealing (since 12 Jul 2023)
    • [FCA CF] Material risk taker (since 25 Feb 2021)
    • SMF3 Executive Director (28 Nov 2020 to 21 Mar 2024)
    • CF30 Customer (20 Feb 2017 to 8 Dec 2019)
  • Ninety One Fund Managers UK Limited (no longer approved here)

    FRN 145007

    • CF30 Customer (31 Dec 2015 to 8 Mar 2016)
    • CF27 Investment Management (25 May 2005 to 31 Oct 2007)
  • NINETY ONE UK LIMITED (no longer approved here)

    FRN 122420

    • CF30 Customer (1 Nov 2007 to 30 Sep 2015)
    • CF21 Investment Adviser (25 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.