N.F.U. Mutual Unit Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sharron West
IRN SXN01094
- CF21 Investment Adviser (15 Aug 2006 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (8 Nov 2005 to 15 Aug 2006)
Shaun Michael Lungley
IRN SML00026
- CF21 Investment Adviser (7 Apr 2005 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (12 Nov 2003 to 7 Apr 2005)
Shaun Riley
IRN SXR00112
- CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2002)
Sheelagh Wynne
IRN SXW00061
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
Sian Johns
IRN SXJ00490
- [FCA CF] Material risk taker (since 16 Aug 2024)
Simon Francis Kinge
IRN SFK01010
- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
Simon John Phillips
IRN SJP01135
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2005)
Simon Michael Pill
IRN SXP01387
- CF22 Investment Adviser (Trainee) (1 Jan 2003 to 15 Oct 2004)
Simon Owen Kearsley
IRN SOK00001
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
Simon Rimington Kemp
IRN SRK01039
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

NFU Mutual Insurance Services Limited (no longer appointed)
FRN 201480 · Appointed 15 Oct 1999 · Until 31 May 2006
North Walsham Insurance Services (no longer appointed)
FRN 151513 · Appointed 1 Oct 1986 · Until 31 Dec 2003
Gardner & Co (Insurances) Limited (no longer appointed)
FRN 201217 · Appointed 27 Feb 1964 · Until 31 May 2006
Ulster Farmers Union (no longer appointed)
FRN 156042 · Appointed 1 Jan 1918 · Until 12 Dec 2019
NFU Scotland (no longer appointed)
FRN 156041 · Appointed 1 Jan 1913 · Until 12 Dec 2019
The National Farmers Union of England & Wales (no longer appointed)
FRN 156040 · Appointed 1 Jan 1908 · Until 12 Dec 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.