Simon Owen Kearsley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 18 May 2016)
    • CF30 Customer (since 18 Mar 2014)
  • Kearsley Financial Management

    FRN 617861

    • (2)Employed By (since 18 Mar 2014)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF30 Customer (1 Nov 2007 to 26 Feb 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.