N.F.U. Mutual Unit Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robert John Ellis
IRN RXE00018
- CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2005)
Robert Kevin Holmes
IRN RKH01051
- CF21 Investment Adviser (21 Aug 2006 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (26 Sep 2005 to 21 Aug 2006)
Robert Michael Cooper
IRN RMC01100
- CF21 Investment Adviser (1 Jul 2003 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (4 Nov 2002 to 1 Jul 2003)
Roger John Morris Williams
IRN RJW01209
- CF28 Systems and controls (1 Nov 2007 to 1 Feb 2008)
- CF14 Risk Assessment (29 Jun 2005 to 31 Oct 2007)
Rognvald Bullen
IRN RXB00073
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2001)
Rolf Paul Wilson
IRN RPW01034
- CF1 Director (10 Nov 2005 to 14 Mar 2006)
- CF20 Significant Mgt (Settlements) (24 Sep 2003 to 20 Apr 2006)
Rowan Thomas Philpot
IRN RTP01025
- [FCA CF] Client dealing (since 22 Sep 2025)
- [FCA CF] Client dealing (25 Jul 2023 to 24 Mar 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (5 May 2006 to 31 Oct 2007)
Roy Peter Brenndorfer
IRN RPB00014
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
Russell Edmund Hobson
IRN REH00040
- CF21 Investment Adviser (28 Sep 2005 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (6 Aug 2004 to 28 Sep 2005)
Russell Julian Lloyd
IRN RJL00021
- CF22 Investment Adviser (Trainee) (10 May 2006 to 1 Apr 2007)

Smaller firms operating under this firm's FCA authorisation.

NFU Mutual Insurance Services Limited (no longer appointed)
FRN 201480 · Appointed 15 Oct 1999 · Until 31 May 2006
North Walsham Insurance Services (no longer appointed)
FRN 151513 · Appointed 1 Oct 1986 · Until 31 Dec 2003
Gardner & Co (Insurances) Limited (no longer appointed)
FRN 201217 · Appointed 27 Feb 1964 · Until 31 May 2006
Ulster Farmers Union (no longer appointed)
FRN 156042 · Appointed 1 Jan 1918 · Until 12 Dec 2019
NFU Scotland (no longer appointed)
FRN 156041 · Appointed 1 Jan 1913 · Until 12 Dec 2019
The National Farmers Union of England & Wales (no longer appointed)
FRN 156040 · Appointed 1 Jan 1908 · Until 12 Dec 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.