N.F.U. Mutual Unit Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard Clive Houldsworth
IRN RCH00024
- CF21 Investment Adviser (26 Nov 2002 to 28 Feb 2007)
Richard David Jones
IRN RDJ01035
- CF21 Investment Adviser (9 Dec 2005 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (9 Aug 2004 to 9 Dec 2005)
Richard Peter Foreman
IRN RPF01039
- CF21 Investment Adviser (21 Jun 2006 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (17 Feb 2006 to 21 Jun 2006)
Robert Cowan
IRN RXC00060
- CF21 Investment Adviser (2 Sep 2002 to 1 Apr 2007)
Robert David Platts
IRN RDP01078
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Oct 2010 to 8 Dec 2019)
Robert Edward Short
IRN RES00014
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
Robert Ian Simpson
IRN RIS00005
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2006)
Robert James Coates
IRN RJC00041
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
Robert James Lamb
IRN RJL00052
- CF21 Investment Adviser (7 Apr 2004 to 1 Apr 2007)
Robert James Lucas
IRN RJL01157
- CF28 Systems and controls (1 Feb 2008 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

NFU Mutual Insurance Services Limited (no longer appointed)
FRN 201480 · Appointed 15 Oct 1999 · Until 31 May 2006
North Walsham Insurance Services (no longer appointed)
FRN 151513 · Appointed 1 Oct 1986 · Until 31 Dec 2003
Gardner & Co (Insurances) Limited (no longer appointed)
FRN 201217 · Appointed 27 Feb 1964 · Until 31 May 2006
Ulster Farmers Union (no longer appointed)
FRN 156042 · Appointed 1 Jan 1918 · Until 12 Dec 2019
NFU Scotland (no longer appointed)
FRN 156041 · Appointed 1 Jan 1913 · Until 12 Dec 2019
The National Farmers Union of England & Wales (no longer appointed)
FRN 156040 · Appointed 1 Jan 1908 · Until 12 Dec 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.