N.F.U. Mutual Unit Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kenneth John Lawes
IRN KJL00025
- CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2003)
Kevin David Pritchard
IRN KDP00001
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
Kevin Davies
IRN KXD00049
- CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
Kevin John Davies
IRN KJD00012
- CF21 Investment Adviser (10 Apr 2006 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (22 Sep 2005 to 10 Apr 2006)
Kevin Maelgwyn John Thomas
IRN KMT00016
- CF21 Investment Adviser (6 Jan 2003 to 6 Jan 2004)
Kevin Stephen Kewin
IRN KXK01223
- CF22 Investment Adviser (Trainee) (20 Sep 2004 to 6 Dec 2006)
Kevin Watson
IRN KXW01204
- CF30 Customer (1 Nov 2007 to 22 Feb 2018)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Kim Arif
IRN KXA01058
- CF8 Apportionment and Oversight (1 Jun 2005 to 31 Mar 2009)
- CF3 Chief Executive (1 Jun 2005 to 24 Apr 2018)
- CF5 Director of Unincorporated Association (1 Dec 2001 to 14 Apr 2004)
- CF1 Director (1 Dec 2001 to 24 Apr 2018)
- CF27 Investment Management (1 Dec 2001 to 1 Mar 2005)
Lee Andre Rees
IRN LAR01033
- CF22 Investment Adviser (Trainee) (24 Mar 2003 to 7 Nov 2003)
Lee Dyson
IRN LXD00021
- CF21 Investment Adviser (21 Nov 2002 to 24 Apr 2005)

Smaller firms operating under this firm's FCA authorisation.

NFU Mutual Insurance Services Limited (no longer appointed)
FRN 201480 · Appointed 15 Oct 1999 · Until 31 May 2006
North Walsham Insurance Services (no longer appointed)
FRN 151513 · Appointed 1 Oct 1986 · Until 31 Dec 2003
Gardner & Co (Insurances) Limited (no longer appointed)
FRN 201217 · Appointed 27 Feb 1964 · Until 31 May 2006
Ulster Farmers Union (no longer appointed)
FRN 156042 · Appointed 1 Jan 1918 · Until 12 Dec 2019
NFU Scotland (no longer appointed)
FRN 156041 · Appointed 1 Jan 1913 · Until 12 Dec 2019
The National Farmers Union of England & Wales (no longer appointed)
FRN 156040 · Appointed 1 Jan 1908 · Until 12 Dec 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.