Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Client dealing (5 Sep 2022 to 7 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Sep 2023)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 4 Sep 2015)
    • CF21 Investment Adviser (10 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Sep 2005 to 10 Apr 2006)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF21 Investment Adviser (10 Apr 2006 to 1 Apr 2007)
    • CF22 Investment Adviser (Trainee) (22 Sep 2005 to 10 Apr 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (17 Mar 2004 to 1 Jul 2005)
    • CF22 Investment Adviser (Trainee) (25 Mar 2003 to 17 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.