Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (5 Sep 2022 to 7 Sep 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Sep 2023)
- CF30 Customer (1 Aug 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 4 Sep 2015)
- CF21 Investment Adviser (10 Apr 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Sep 2005 to 10 Apr 2006)
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- CF21 Investment Adviser (10 Apr 2006 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (22 Sep 2005 to 10 Apr 2006)
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- CF21 Investment Adviser (17 Mar 2004 to 1 Jul 2005)
- CF22 Investment Adviser (Trainee) (25 Mar 2003 to 17 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.