Date authorised
1 April 2013
Companies House
05975223
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    75 Grosvenor Street
    London
    W1K 3JS
    UNITED KINGDOM
    Phone
    +442037460700
  • Complaints Contact

    75 Grosvenor Street
    London
    W1K 3JS
    UNITED KINGDOM
    Phone
    +442037460700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abid Kazim

    IRN AXK02359

    • CF30 Customer (19 Mar 2014 to 2 Apr 2019)
  • Aldo Beolchini

    IRN AXB01860

    • [FCA CF] Client dealing (7 May 2024 to 30 Jan 2025)
    • SMF3 Executive Director (9 Dec 2019 to 5 Feb 2025)
    • CF30 Customer (28 May 2008 to 8 Dec 2019)
    • CF1 Director (28 May 2008 to 8 Dec 2019)
    • CF29 Significant management (28 May 2008 to 8 Dec 2019)
    • CF28 Systems and controls (28 May 2008 to 8 Dec 2019)
  • Andrew James Tompsett Newington

    IRN AJN01042

    • [FCA CF] Client dealing (since 30 Jan 2025)
  • Anthony Unger

    IRN AXU00034

    • [FCA CF] Significant management (19 Jul 2021 to 17 Oct 2025)
  • Antonio Salvati

    IRN AXS01093

    • [FCA CF] Client dealing (since 30 Mar 2022)
  • Benjamin Adams

    IRN BXA00185

    • SMF3 Executive Director (since 31 Jul 2025)
    • [FCA CF] Significant management (since 21 Nov 2022)
  • Caroline Cushing

    IRN CXC00900

    • [FCA CF] Significant management (since 6 Jan 2025)
  • Dario Jose Hernandez Velasco

    IRN DXH00809

    • [FCA CF] Client dealing (since 3 Jul 2023)
  • Edward Caley

    IRN EXC00147

    • [FCA CF] Material risk taker (since 24 Mar 2021)
    • [FCA CF] Significant management (since 24 Mar 2021)
  • Felice Basile

    IRN FXB00149

    • [FCA CF] Significant management (9 Nov 2022 to 17 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.