Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NextEnergy Capital Limited (no longer approved here)

    FRN 471192

    • [FCA CF] Client dealing (7 May 2024 to 30 Jan 2025)
    • SMF3 Executive Director (9 Dec 2019 to 5 Feb 2025)
    • CF28 Systems and controls (28 May 2008 to 8 Dec 2019)
    • CF1 Director (28 May 2008 to 8 Dec 2019)
    • CF29 Significant management (28 May 2008 to 8 Dec 2019)
    • CF30 Customer (28 May 2008 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (19 Jun 2015 to 6 May 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 10 Jan 2008)
    • CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Oct 2003 to 11 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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