Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 May 2024 to 30 Jan 2025)
- SMF3 Executive Director (9 Dec 2019 to 5 Feb 2025)
- CF28 Systems and controls (28 May 2008 to 8 Dec 2019)
- CF1 Director (28 May 2008 to 8 Dec 2019)
- CF29 Significant management (28 May 2008 to 8 Dec 2019)
- CF30 Customer (28 May 2008 to 8 Dec 2019)
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- CF30 Customer (19 Jun 2015 to 6 May 2016)
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- CF30 Customer (1 Nov 2007 to 10 Jan 2008)
- CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Oct 2003 to 11 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.