Date authorised
1 April 2013
Companies House
05975223
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    75 Grosvenor Street
    London
    W1K 3JS
    UNITED KINGDOM
    Phone
    +442037460700
  • Complaints Contact

    75 Grosvenor Street
    London
    W1K 3JS
    UNITED KINGDOM
    Phone
    +442037460700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Filinto Martins

    IRN FXM00117

    • [FCA CF] Client dealing (24 Mar 2021 to 31 May 2023)
  • Gianluca Boccanera

    IRN GXB02306

    • [FCA CF] Client dealing (since 24 Mar 2021)
    • CF30 Customer (29 May 2017 to 17 Jul 2017)
  • Hasmeen Deol

    IRN HXD00162

    • [FCA CF] Client dealing (31 Mar 2023 to 25 Oct 2024)
  • Heather Lizamore

    IRN HXL00082

    • [FCA CF] Significant management (24 Mar 2021 to 6 Jan 2025)
  • James Hewitt

    IRN JXH03100

    • [FCA CF] Client dealing (11 Nov 2024 to 31 Oct 2025)
  • Jean-Baptiste Bonnaud

    IRN JXB03767

    • [FCA CF] Client dealing (since 1 Mar 2024)
  • Joseph D'Mello

    IRN JXD02102

    • [FCA CF] Client dealing (24 Mar 2021 to 31 Dec 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Oct 2020)
    • CF11 Money Laundering Reporting (14 Mar 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Mar 2018 to 8 Dec 2019)
  • Juan Rafael Narezzi

    IRN JXN00136

    • [FCA CF] Significant management (24 Mar 2021 to 4 Jun 2021)
  • Michael Fritz Herbert Bonte-Friedheim

    IRN MFB01031

    • SMF1 Chief Executive (since 30 Aug 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF23 Corporate Finance Adviser
    • CF30 Customer (14 Dec 2007 to 8 Dec 2019)
    • CF1 Director (14 Dec 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Dec 2007 to 5 Mar 2018)
    • CF11 Money Laundering Reporting (14 Dec 2007 to 5 Mar 2018)
  • Odette Albani

    IRN OXA01071

    • CF1 Director (14 Dec 2007 to 18 Sep 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.