Date authorised
1 April 2013
Companies House
05975223
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    75 Grosvenor Street
    London
    W1K 3JS
    UNITED KINGDOM
    Phone
    +442037460700
  • Complaints Contact

    75 Grosvenor Street
    London
    W1K 3JS
    UNITED KINGDOM
    Phone
    +442037460700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Andrew Barwell

    IRN PAB01191

    • [FCA CF] Client dealing (since 24 Mar 2021)
  • Ross Grier

    IRN RXG00204

    • SMF3 Executive Director (since 24 Feb 2025)
    • [FCA CF] Client dealing (since 24 Mar 2021)
  • Shane Swords

    IRN SXS00557

    • [FCA CF] Client dealing (24 Mar 2021 to 31 Dec 2024)
  • Spyridon Sfantos

    IRN SXS00924

    • [FCA CF] Client dealing (since 30 Mar 2022)
  • Stefano Danilo Massimo Sommadossi

    IRN SDS01117

    • CF1 Director (17 Dec 2008 to 20 May 2015)
    • CF29 Significant management (17 Dec 2008 to 20 May 2015)
    • CF30 Customer (17 Dec 2008 to 20 May 2015)
    • CF28 Systems and controls (17 Dec 2008 to 20 May 2015)
  • Stephen Rosser

    IRN SXR00528

    • SMF16 Compliance Oversight (since 28 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jan 2026)
    • [FCA CF] Client dealing (since 27 Apr 2022)
  • Tracy Diamond

    IRN TXD01507

    • SMF16 Compliance Oversight (26 Oct 2020 to 27 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Oct 2020 to 27 Aug 2025)
  • Zoey Carver

    IRN ZXC00059

    • [FCA CF] Significant management (since 30 Jan 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.