Tracy Diamond

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

British International Investment Plc
FRN 195649
- SMF16 Compliance Oversight (since 2 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Feb 2026)
NextEnergy Capital Limited (no longer approved here)
FRN 471192
- SMF16 Compliance Oversight (26 Oct 2020 to 27 Aug 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (26 Oct 2020 to 27 Aug 2025)
Pantheon Ventures (UK) LLP (no longer approved here)
FRN 520240
- CF10 Compliance Oversight (22 Jan 2018 to 1 Sep 2018)
- CF11 Money Laundering Reporting (22 Jan 2018 to 1 Sep 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.