Newcastle Building Society
- FRN
- 156058
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Newcastle Bldg Soc1 Cobalt Park WayWallsendNorth TynesideNE28 9EJUNITED KINGDOM- Phone
- +443457344345
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Complaints Contact
Newcastle Bldg Soc1 Cobalt Park WayWallsendNorth TynesideNE28 9EJUNITED KINGDOM- Phone
- +443457344345
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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Buy-to-Let Mortgage Admin
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Buy-to-Let Mortgage Lending
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Mortgage Servicing
For Customer, Regulated mortgage contract
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Arranges Asset Safekeeping
For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let Status
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Debt Plan Admin
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Lending
For Customer, Regulated mortgage contract
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Loan Servicing
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Joanne Mercer
IRN JXM02379
- SMF5 Head of Internal Audit (since 7 Mar 2016)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF15 Internal Audit (21 Oct 2005 to 31 Oct 2007)
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John Alexander Dodds
IRN JAD01170
- CF15 Internal Audit (31 Jan 2002 to 31 Aug 2005)
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John Henderson Warden
IRN JHW01097
- CF1 Director (10 Aug 2010 to 30 Jun 2012)
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John Hicks
IRN JXH33875
- [FCA CF] Significant management (1 Jun 2023 to 25 Jul 2025)
- [FCA CF] Manager of certification employee (13 May 2019 to 1 Jun 2023)
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John Morris
IRN JXM01693
- SMF11 Chair of the Audit Committee (1 Feb 2019 to 3 Nov 2020)
- SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 1 Feb 2019)
- CF2 Non Executive Director (26 Oct 2011 to 6 Mar 2016)
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John Whitfield
IRN JXW74386
- [PRA CF] Significant risk taker or Material risk taker (2 Mar 2020 to 24 Sep 2021)
- [FCA CF] Material risk taker (2 Mar 2020 to 24 Sep 2021)
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Jonathan Westhoff
IRN JXW01619
- CF1 Director (1 Sep 2007 to 30 Apr 2009)
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Joshua Rees
IRN JXR33896
- [FCA CF] Functions requiring qualifications (2 Sep 2019 to 3 Jul 2022)
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Julie Maxine Pott
IRN JMP01114
- CF2 Non Executive Director (3 Jan 2007 to 31 Dec 2010)
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Karen Brewerton
IRN KXA01793
- SMF18 Other Overall Responsibility (since 4 May 2016)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.