Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 4 Feb 2026)
    • Responsibility for MCD Intermediation (since 12 Jan 2026)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF1 Chief Executive (since 7 Mar 2016)
    • Responsible for Insurance Mediation (6 Jul 2017 to 30 Sep 2018)
    • CF3 Chief Executive (25 May 2011 to 6 Mar 2016)
    • CF1 Director (12 May 2009 to 6 Mar 2016)
    • CF29 Significant management (12 May 2009 to 25 May 2011)
    • Responsibility for MCD Intermediation (since 12 Jan 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (6 Jul 2017 to 30 Sep 2018)
    • CF1 Director (12 Jun 2009 to 8 Dec 2019)
    • SMF3 Executive Director (since 27 Nov 2020)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (130)Employed By (24 Apr 2008 to 20 May 2009)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (24 Apr 2008 to 20 May 2009)
  • Newcastle Building Society (no longer approved here)

    FRN 156058

    • CF1 Director (1 Sep 2007 to 30 Apr 2009)
  • The Mortgage Works (UK) Plc (no longer approved here)

    FRN 189623

    • CF14 Risk Assessment (31 Oct 2004 to 8 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.