John Alexander Dodds

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 May 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 May 2020)
    • CF28 Systems and controls (18 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2017 to 8 Dec 2019)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • CF11 Money Laundering Reporting (1 Jan 2013 to 24 Apr 2017)
    • CF10 Compliance Oversight (1 Jan 2013 to 24 Apr 2017)
  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • CF11 Money Laundering Reporting (1 Jun 2008 to 31 Dec 2010)
    • CF10 Compliance Oversight (1 Jun 2008 to 31 Dec 2010)
    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2010)
    • CF15 Internal Audit (1 Nov 2006 to 31 Oct 2007)
  • Newcastle Building Society (no longer approved here)

    FRN 156058

    • CF15 Internal Audit (31 Jan 2002 to 31 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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