NEW WORLD CAPITAL ADVISORS LTD
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
New World Capital Advisors22 Upper Brook StreetLondonWestminsterW1K 7PZUNITED KINGDOM- Phone
- +442037444900
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Complaints Contact
New World Capital Advisors22 Upper Brook StreetLondonWestminsterW1K 7PZUNITED KINGDOM- Phone
- +4402037904901
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adam Sadiq
IRN AXS02511
- [FCA CF] Client dealing (since 23 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Feb 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Feb 2017 to 31 Aug 2018)
- CF10 Compliance Oversight (1 Feb 2017 to 31 Aug 2018)
- CF30 Customer (1 Feb 2017 to 8 Dec 2019)
- CF3 Chief Executive (1 Feb 2017 to 19 Apr 2018)
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Alexander Spiridon Tsirigotis
IRN AST01056
- [FCA CF] Client dealing (since 23 Dec 2020)
- SMF3 Executive Director (since 11 Nov 2020)
- CF10 Compliance Oversight (5 Sep 2018 to 14 May 2019)
- CF30 Customer (5 Sep 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (5 Sep 2018 to 14 May 2019)
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FIRAS FELLAH
IRN FXF01228
- [FCA CF] Client dealing (23 Dec 2020 to 2 Nov 2021)
- CF30 Customer (12 Feb 2019 to 8 Dec 2019)
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Simon John Evans
IRN SJE01045
- [FCA CF] Client dealing (22 Dec 2020 to 19 Dec 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Dec 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 19 Dec 2025)
- CF11 Money Laundering Reporting (14 May 2019 to 8 Dec 2019)
- CF30 Customer (14 May 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (14 May 2019 to 8 Dec 2019)
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Zeiad Idris
IRN ZXI01098
- [FCA CF] Client dealing (22 Dec 2020 to 29 Jan 2026)
- SMF3 Executive Director (9 Dec 2019 to 29 Jan 2026)
- CF30 Customer (20 Apr 2018 to 8 Dec 2019)
- CF1 Director (14 Mar 2018 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.