Adam Sadiq

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NEW WORLD CAPITAL ADVISORS LTD

    FRN 765796

    • [FCA CF] Client dealing (since 23 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2017 to 31 Aug 2018)
    • CF1 Director (1 Feb 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2017 to 31 Aug 2018)
    • CF3 Chief Executive (1 Feb 2017 to 19 Apr 2018)
    • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
  • The Valesco Group Limited

    FRN 753959

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Dec 2019 to 8 Dec 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (10 Nov 2015 to 30 Jun 2016)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF30 Customer (21 Oct 2013 to 15 Dec 2014)
  • Western Asset Management Company Limited (no longer approved here)

    FRN 145930

    • CF30 Customer (5 Jun 2008 to 23 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.