Alexander Spiridon Tsirigotis

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NEW WORLD CAPITAL ADVISORS LTD
FRN 765796
- [FCA CF] Client dealing (since 23 Dec 2020)
- SMF3 Executive Director (since 11 Nov 2020)
- CF10 Compliance Oversight (5 Sep 2018 to 14 May 2019)
- CF11 Money Laundering Reporting (5 Sep 2018 to 14 May 2019)
- CF30 Customer (5 Sep 2018 to 8 Dec 2019)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (23 Feb 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.