Date authorised
1 April 2013
Companies House
OC303987
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Birchin Court
    20 Birchin Lane
    London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +442073759111
  • Complaints Contact

    Birchin Court
    20 Birchin Lane
    London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +442073759111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Gaston Shuffield

    IRN RGS01151

    • CF30 Customer (12 Jul 2016 to 8 Jul 2019)
  • Rolf Bulk

    IRN RXB02619

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2025)
    • CF30 Customer (30 Mar 2018 to 8 Dec 2019)
  • Russell Aberdour Edward Waller

    IRN RAW01102

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Sep 2003 to 31 Oct 2007)
  • Ryan John Smyth

    IRN RXS01386

    • [FCA CF] Client dealing (since 7 Nov 2025)
  • Saurabh Mukherjea

    IRN SXM01900

    • CF21 Investment Adviser (27 Jan 2004 to 30 Apr 2004)
  • Scott Babwah Brennen

    IRN SXB01582

    • [FCA CF] Client dealing (1 Dec 2023 to 24 May 2024)
  • Sean Michael Kennedy

    IRN SXK00559

    • [FCA CF] Client dealing (23 Nov 2022 to 14 Aug 2023)
  • Shavar Halberstadt

    IRN SXH10812

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jul 2020)
    • CF30 Customer (29 Jan 2019 to 8 Dec 2019)
  • Simon James Roberts

    IRN SXR01403

    • CF21 Investment Adviser (2 Jun 2004 to 1 Feb 2007)
    • CF11 Money Laundering Reporting (18 Aug 2003 to 1 Feb 2007)
    • CF10 Compliance Oversight (18 Aug 2003 to 1 Feb 2007)
    • CF4 Partner (18 Aug 2003 to 1 Feb 2007)
  • Soomit Kumar Datta

    IRN SKD01007

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (29 Dec 2004 to 31 Oct 2007)
    • CF4 Partner (29 Dec 2004 to 16 Apr 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.