New Street Research LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Spencer Kurn
IRN SXK01995
- [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
- CF30 Customer (14 Nov 2012 to 8 Dec 2019)
Stefan John Hamill
IRN SJH01350
- CF21 Investment Adviser (27 Jan 2004 to 30 Apr 2004)
Stephen Philip Putnam
IRN SPP01031
- CF30 Customer (1 Nov 2007 to 26 Jul 2017)
- CF4 Partner (10 Oct 2007 to 16 Apr 2015)
- CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
Steven Perez
IRN SXP01224
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (13 Aug 2015 to 8 Dec 2019)
Stuart Mark Harris
IRN SMH01093
- CF30 Customer (1 Nov 2007 to 1 Apr 2016)
- CF4 Partner (10 Oct 2007 to 1 Apr 2016)
- CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
Tansy Eleanor Billingham
IRN TEB01064
- CF30 Customer (27 Oct 2016 to 30 Apr 2018)
Tobias Bahr
IRN TXB00380
- [FCA CF] Client dealing (1 Aug 2022 to 31 Jan 2025)
Vikash Harlalka
IRN VXH00041
- [FCA CF] Client dealing (since 21 Oct 2020)
Vivek Stalam
IRN VXS01361
- [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2020)
- CF30 Customer (16 Oct 2013 to 8 Dec 2019)
Xiao Hong Li
IRN XXL00023
- [FCA CF] Client dealing (since 5 Jan 2023)

Smaller firms operating under this firm's FCA authorisation.

Clear Capital Limited (no longer appointed)
FRN 231134 · Appointed 20 Jan 2004 · Until 13 May 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.