Nedgroup Investments (UK) Limited

Date authorised
1 April 2013
Companies House
02627187
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Nedgroup Investments (UK) Limited
    7th Floor
    12 Arthur Street
    London
    EC4R 9AB
    UNITED KINGDOM
    Phone
    +4401624645131
    Web
    https://www.nedgroupinvestments.com

  • Complaints Contact

    Nedgroup Investments (UK) Limited
    7th Floor
    12 Arthur Street
    London
    EC4R 9AB
    UNITED KINGDOM
    Phone
    +442070023412

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sava Petrov Christov

    IRN SPC01159

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Mar 2011 to 8 Dec 2019)
  • Sheldon Ryan MacDonald

    IRN SRM01135

    • CF30 Customer (1 Nov 2007 to 12 Nov 2010)
    • CF21 Investment Adviser (12 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Jan 2005 to 12 Oct 2005)
  • Simon Andrew Hynes

    IRN SAH01152

    • Director of firm who is not a certification employee or a SMF manager (since 9 Feb 2021)
  • Simon Andrew Watts

    IRN SAW01108

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2024)
    • CF30 Customer (1 Jun 2012 to 8 Dec 2019)
  • Sophie Panchal

    IRN SXL01381

    • CF21 Investment Adviser (16 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Feb 2004 to 16 Nov 2005)
  • Stephanie Pei Cao

    IRN SPC01090

    • CF21 Investment Adviser (5 Apr 2004 to 10 Jun 2005)
    • CF22 Investment Adviser (Trainee) (15 Sep 2003 to 5 Apr 2004)
  • Thomas James Frank Caddick

    IRN TJC01075

    • SMF1 Chief Executive (since 14 Feb 2023)
    • SMF3 Executive Director (since 27 Apr 2021)
  • Trevor Garvin

    IRN TXG01256

    • CF30 Customer (20 May 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.