NCM Fund Services Limited

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FRN: 183732
Date authorised: 1 April 2013
Companies House: SC166074
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Fourth Floor

7 Castle Street

Edinburgh

EH2 3AH

UNITED KINGDOM

Phone

+441316037020

Web

https://www.ncmfundservices.com
Complaints Contact

Fourth Floor

7 Castle Street

Edinburgh

EH2 3AH

UNITED KINGDOM

Phone

+441316037020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Rupert Angus MacPherson
IRN RAM01204
- CF1 Director (20 Mar 2008 to 30 Nov 2009)
Samantha Jayne Dobbin
IRN SJF01109
- CF30 Customer (17 Apr 2018 to 26 Oct 2022)
- CF4 Partner (AR) (13 Apr 2018 to 26 Oct 2022)
Sarah Hollyhead
IRN SXH02948
- CF30 Customer (18 Sep 2018 to 31 Jan 2020)
Sarah Kate Boyd
IRN SKB01088
- CF30 Customer (31 Jan 2013 to 16 Jun 2017)
- CF1 Director (AR) (31 Jan 2013 to 16 Jun 2017)
Simon Fraser Bradshaw
IRN SFB01060
- CF30 Customer (7 Sep 2017 to 20 Dec 2018)
- CF4 Partner (AR) (7 Sep 2017 to 20 Dec 2018)
Simon Wheeler
IRN SXW02300
- CF4 Partner (AR) (12 Sep 2017 to 20 Dec 2018)
- CF30 Customer (12 Sep 2017 to 20 Dec 2018)
Stephen Francis Perepeccko Churchill
IRN SFC01029
- CF27 Investment Management (1 Dec 2001 to 25 Nov 2004)
- CF11 Money Laundering Reporting (1 Dec 2001 to 21 Jan 2003)
Stewart Ian Quayle
IRN SXQ21243
- CF30 Customer (since 3 Apr 2023)
- CF1 Director (AR) (since 3 Apr 2023)
Sukhjit Kaur Dhaliwal
IRN SXD01910
- CF30 Customer (1 Jul 2012 to 8 Dec 2019)
Thomas Cook
IRN TXC01669
- CF30 Customer (19 Jun 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Cyrus Investment Management LLP (no longer appointed)
FRN 663076 · Appointed 18 Mar 2016 · Until 15 Aug 2016
Select Money Limited (no longer appointed)
FRN 498696 · Appointed 14 Jan 2015 · Until 16 Jun 2015
Urica Limited (no longer appointed)
FRN 584532 · Appointed 12 Jul 2012 · Until 16 Jun 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.