Simon Wheeler

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Imbiba Growth LLP (no longer approved here)
FRN 815761
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Feb 2025)
- SMF27 Partner (9 Dec 2019 to 1 Feb 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Feb 2025)
- CF4 Partner (21 Dec 2018 to 8 Dec 2019)
- CF30 Customer (21 Dec 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (21 Dec 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Dec 2018 to 8 Dec 2019)
NCM Fund Services Limited (no longer approved here)
FRN 183732
- CF30 Customer (12 Sep 2017 to 20 Dec 2018)
- CF4 Partner (AR) (12 Sep 2017 to 20 Dec 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.