NCM Fund Services Limited

Watch for changes

FRN: 183732
Date authorised: 1 April 2013
Companies House: SC166074
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Fourth Floor

7 Castle Street

Edinburgh

EH2 3AH

UNITED KINGDOM

Phone

+441316037020

Web

https://www.ncmfundservices.com
Complaints Contact

Fourth Floor

7 Castle Street

Edinburgh

EH2 3AH

UNITED KINGDOM

Phone

+441316037020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David Brown Manning
IRN DBM01076
- CF30 Customer (21 Sep 2016 to 10 Mar 2022)
- CF4 Partner (AR) (21 Sep 2016 to 10 Mar 2022)
David Charles Nicholson
IRN DCN01025
- CF11 Money Laundering Reporting (10 Mar 2008 to 8 Dec 2009)
- CF10 Compliance Oversight (10 Mar 2008 to 8 Dec 2009)
David Graham Donaldson
IRN DGD01034
- CF1 Director (8 Sep 2003 to 31 Oct 2007)
David John Morrison
IRN DJM01379
- CF4 Partner (AR) (17 Apr 2019 to 1 Feb 2021)
- CF30 Customer (17 Apr 2019 to 1 Feb 2021)
David Keith Page
IRN DKP01011
- CF14 Risk Assessment (26 May 2006 to 28 Mar 2007)
- CF8 Apportionment and Oversight (7 Jan 2005 to 28 Mar 2007)
- CF1 Director (7 Jan 2005 to 28 Mar 2007)
- CF3 Chief Executive (7 Jan 2005 to 28 Mar 2007)
David Morley
IRN DXH02304
- CF4 Partner (AR) (6 Nov 2017 to 1 May 2021)
David Totney
IRN DXT01297
- CF30 Customer (17 Jul 2012 to 30 Jan 2015)
David Woodhead
IRN DXW01840
- CF30 Customer (16 May 2016 to 8 Dec 2019)
Desmond Mark French
IRN DMF01033
- CF13 Finance (1 Dec 2001 to 18 Feb 2005)
Dewi John Hitchcock
IRN DJH01230
- CF4 Partner (AR) (14 Apr 2016 to 5 Aug 2016)
- CF30 Customer (14 Apr 2016 to 5 Aug 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Cyrus Investment Management LLP (no longer appointed)
FRN 663076 · Appointed 18 Mar 2016 · Until 15 Aug 2016
Select Money Limited (no longer appointed)
FRN 498696 · Appointed 14 Jan 2015 · Until 16 Jun 2015
Urica Limited (no longer appointed)
FRN 584532 · Appointed 12 Jul 2012 · Until 16 Jun 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.