Nationwide Building Society

• Principal Place of Business

  Nationwide House

  Pipers Way

  Swindon

  Wiltshire

  SN38 1NW

  UNITED KINGDOM

  Phone

  +443457302011

  Web

  https://www.nationwide.co.uk

• Complaints Contact

  Nationwide House

  Pipers Way

  Swindon

  Wiltshire

  SN38 1NW

  UNITED KINGDOM

  Phone

  +443457302011

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• James Silver

  IRN JXS00908

  • [FCA CF] Functions requiring qualifications (28 Feb 2022 to 22 Oct 2022)
• James Simon Walford

  IRN JSW01145

  • CF30 Customer (25 Feb 2015 to 6 Mar 2016)
• James Smith

  IRN JXS84554

  • [FCA CF] Manager of certification employee (10 May 2018 to 1 Sep 2021)
  • [FCA CF] Material risk taker (1 Dec 2016 to 1 Sep 2021)
  • [FCA CF] Significant management (1 Dec 2016 to 1 Sep 2021)
  • [PRA CF] Significant risk taker or Material risk taker (1 Dec 2016 to 1 Sep 2021)
• James Stuart Fall

  IRN JSF01047

  • [FCA CF] Manager of certification employee (26 Jun 2019 to 4 Jul 2023)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 27 Jun 2019)
  • CF30 Customer (28 May 2010 to 6 Mar 2016)
• James Tebboth

  IRN JXT84477

  • [FCA CF] Manager of certification employee (1 Jan 2017 to 1 Feb 2022)
  • [FCA CF] Material risk taker (7 Mar 2016 to 1 Feb 2022)
  • [FCA CF] Significant management (7 Mar 2016 to 1 Feb 2022)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Feb 2022)
• James Thirkettle

  IRN JXT01514

  • CF30 Customer (24 Sep 2012 to 12 Jul 2013)
• James Wallace Lamont

  IRN JWL00001

  • CF30 Customer (1 Nov 2007 to 22 Apr 2014)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• James Winters

  IRN JXW78451

  • [FCA CF] Material risk taker (since 10 Jan 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 10 Jan 2022)
  • [FCA CF] Significant management (since 10 Jan 2022)
• Jamie Ajay Parmar

  IRN JAP01217

  • CF30 Customer (1 Jul 2008 to 9 Dec 2008)
• Jamie Barden

  IRN JXB01145

  • [FCA CF] Functions requiring qualifications (10 Aug 2022 to 11 Oct 2022)

• JDB Associates Ltd (no longer appointed)

  FRN 413239 · Appointed 19 Sep 2006 · Until 15 Jun 2010

• Bairstow Eves ( East Midlands ) (no longer appointed)

  FRN 457285 · Appointed 14 Sep 2006 · Until 31 Dec 2010

• Margary & Miller Solicitors (no longer appointed)

  FRN 457284 · Appointed 14 Sep 2006 · Until 3 Mar 2008

• Sampson & Shakespere Ltd (no longer appointed)

  FRN 457220 · Appointed 14 Sep 2006 · Until 31 Dec 2010

• South Woodham Mortgages Ltd (no longer appointed)

  FRN 457166 · Appointed 13 Sep 2006 · Until 1 Feb 2010

• Wendover Insurance Services (no longer appointed)

  FRN 457163 · Appointed 13 Sep 2006 · Until 13 Sep 2010

• Ansons (no longer appointed)

  FRN 457162 · Appointed 13 Sep 2006 · Until 31 Dec 2010

• Country Estates (no longer appointed)

  FRN 457168 · Appointed 13 Sep 2006 · Until 31 Dec 2010

• Whitehead & Howarth (no longer appointed)

  FRN 456635 · Appointed 31 Aug 2006 · Until 31 Dec 2010

• Wood & Pilcher Ltd (no longer appointed)

  FRN 456638 · Appointed 31 Aug 2006 · Until 31 Dec 2010

No changes recorded yet.