James Simon Walford

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Radiant Financial Planning Limited

    FRN 192396

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2021)
    • [FCA CF] Client dealing (since 2 Sep 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Jun 2021)
    • CF1 Director (AR) (13 Sep 2018 to 16 Jun 2021)
    • CF30 Customer (13 Sep 2018 to 16 Jun 2021)
  • Walford Wealth Management Limited (no longer approved here)

    FRN 820535

    • Employed By (13 Sep 2018 to 16 Jun 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (23 Nov 2017 to 13 Mar 2018)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (25 Feb 2015 to 6 Mar 2016)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (25 Jul 2014 to 10 Feb 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (27 May 2011 to 21 Sep 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (17 Sep 2008 to 3 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.