Nationwide Building Society

• Principal Place of Business

  Nationwide House

  Pipers Way

  Swindon

  Wiltshire

  SN38 1NW

  UNITED KINGDOM

  Phone

  +443457302011

  Web

  https://www.nationwide.co.uk

• Complaints Contact

  Nationwide House

  Pipers Way

  Swindon

  Wiltshire

  SN38 1NW

  UNITED KINGDOM

  Phone

  +443457302011

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Alison Stevens

  IRN AXS86243

  • [FCA CF] Functions requiring qualifications (28 Sep 2020 to 1 Apr 2022)
• Alison Taylor

  IRN AXT85242

  • [FCA CF] Functions requiring qualifications (1 Sep 2016 to 17 Jun 2022)
• Alison Verlander

  IRN AXV84640

  • [PRA CF] Significant risk taker or Material risk taker (6 Nov 2017 to 6 Nov 2020)
  • [FCA CF] Significant management (6 Nov 2017 to 6 Nov 2020)
  • [FCA CF] Material risk taker (6 Nov 2017 to 6 Nov 2020)
• Alison Walker

  IRN AXW85367

  • [FCA CF] Functions requiring qualifications (22 Apr 2021 to 17 Feb 2022)
• Alistair David Stuart

  IRN ADS01124

  • [FCA CF] Material risk taker (9 Aug 2021 to 1 Jan 2023)
  • [FCA CF] Significant management (9 Aug 2021 to 1 Jan 2023)
  • [PRA CF] Significant risk taker or Material risk taker (9 Aug 2021 to 1 Jan 2023)
• Alistair Grahame John Hoadley

  IRN AGH01084

  • CF30 Customer (1 Nov 2007 to 20 Feb 2008)
  • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
• Alistair James McLeod

  IRN AJM00013

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 26 May 2023)
  • CF30 Customer (30 Aug 2011 to 6 Mar 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2006)
• Alistair Michael Ryan Towle

  IRN AMT01093

  • CF22 Investment Adviser (Trainee) (29 Sep 2004 to 22 Nov 2004)
• Alistair Robert Harry Dales

  IRN ARD01077

  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 5 Apr 2003)
  • CF1 Director (1 Dec 2001 to 5 Apr 2003)
• Alla Ilina

  IRN AXI00017

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Jul 2002)

• Moneytree Financial Services Ltd (no longer appointed)

  FRN 461859 · Appointed 21 Aug 2008 · Until 29 Sep 2009

• Beacon Independent Advice Ltd (no longer appointed)

  FRN 228187 · Appointed 8 Jul 2008 · Until 31 Dec 2010

• White Rose Estates Ltd (no longer appointed)

  FRN 485516 · Appointed 30 Jun 2008 · Until 14 Sep 2009

• Wathen Financial Planning (no longer appointed)

  FRN 481541 · Appointed 3 Jun 2008 · Until 31 Dec 2010

• Bell Watson & Co Ltd (no longer appointed)

  FRN 483017 · Appointed 8 May 2008 · Until 31 Dec 2010

• Money Matters Ltd (no longer appointed)

  FRN 481030 · Appointed 1 Apr 2008 · Until 31 Dec 2010

• Jarlands Financial Services (no longer appointed)

  FRN 481034 · Appointed 1 Apr 2008 · Until 31 Dec 2010

• Kings Independent Estate Agents Limited (no longer appointed)

  FRN 480953 · Appointed 31 Mar 2008 · Until 31 Dec 2010

• Fresh Start (Midlands) Ltd (no longer appointed)

  FRN 480369 · Appointed 14 Mar 2008 · Until 31 Dec 2010

• Stanley Quigg Financial Services (no longer appointed)

  FRN 477507 · Appointed 5 Mar 2008 · Until 25 Feb 2010

No changes recorded yet.