Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 May 2009)
    • CF30 Customer (since 15 Feb 2008)
    • (4)Employed By (since 15 Feb 2008)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 20 Feb 2008)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (27 Aug 2004 to 26 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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