Nationwide Building Society
- FRN
- 106078
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Nationwide HousePipers WaySwindonWiltshireSN38 1NWUNITED KINGDOM- Phone
- +443457302011
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Complaints Contact
Nationwide HousePipers WaySwindonWiltshireSN38 1NWUNITED KINGDOM- Phone
- +443457302011
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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Buy-to-Let Mortgage Admin
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Buy-to-Let Mortgage Lending
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Mortgage Servicing
For Customer, Regulated mortgage contract
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Stockbroking
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Negotiation
Show 1 limitation Hide limitations
- · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Debt Plan Admin
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Debt Collection
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Lending
For Customer, Regulated mortgage contract
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Consumer Loans
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Loan Servicing
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Allardice
IRN JTA00008
- [FCA CF] Material risk taker (since 2 Apr 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 2 Apr 2026)
- [FCA CF] Significant management (since 2 Apr 2026)
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James Allister Bourne
IRN JAB01324
- CF30 Customer (2 Apr 2013 to 6 Mar 2016)
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James Andrew Hrycaj
IRN JXH00684
- [FCA CF] Functions requiring qualifications (11 Nov 2022 to 1 Dec 2023)
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James Andrew McIntyre
IRN JAM01322
- CF30 Customer (1 Nov 2007 to 30 Jun 2010)
- CF22 Investment Adviser (Trainee) (2 May 2006 to 31 Oct 2007)
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James Andrew Stables
IRN JAS00014
- CF30 Customer (1 Nov 2007 to 1 Mar 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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James Barry Westpfel
IRN JBW01059
- CF30 Customer (1 Jul 2008 to 8 Dec 2008)
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James Bastable
IRN JCB00035
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
- CF30 Customer (4 Oct 2010 to 23 Jan 2015)
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James Baxter
IRN JXB02755
- [FCA CF] Manager of certification employee (27 Apr 2021 to 31 Jan 2024)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 28 Mar 2021)
- CF30 Customer (28 Jul 2011 to 6 Mar 2016)
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James Bigmore
IRN JXB85685
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Oct 2021)
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James Brewer
IRN JXB86233
- [FCA CF] Manager of certification employee (since 1 Aug 2024)
- [FCA CF] Client dealing (since 9 Oct 2023)
- [FCA CF] Manager of certification employee (25 Apr 2022 to 9 Oct 2023)
- [FCA CF] Client dealing (1 Nov 2016 to 3 Apr 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Ferrier Williams & Partners Ltd (no longer appointed)
FRN 454641 · Appointed 13 Jul 2006 · Until 29 Jul 2010
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Wilkinson Financial Services Ltd (no longer appointed)
FRN 454625 · Appointed 13 Jul 2006 · Until 31 Dec 2010
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Willow Properties (Management) Limited (no longer appointed)
FRN 418604 · Appointed 13 Jul 2006 · Until 13 Jul 2009
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.